Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Taylor? Claim Your ProfileTaylor Ray Swyers is a financial professional with over 7 years of experience in the industry. Taylor is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc. in Missouri. Prior to joining these firms, Taylor held positions with TD Ameritrade, Inc. and Scottrade, Inc. Taylor has passed the Series 63, Series 7, Series 24, and SIE exams. Taylor is a valuable asset to any financial team and is committed to providing clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
04/29/2024 - Present
Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)
MO
02/26/2018 - 03/25/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
12/22/2016 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 01/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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