Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Taylor? Claim Your ProfileTaylor Smalley is a financial advisor currently registered with Fidelity Brokerage Services LLC. Taylor has been in the financial industry since December 1, 2004. Taylor is licensed in 53 states and holds both Series 7 and Series 66 securities licenses. Taylor is also a Series 9 and 10 principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
12/02/2004 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BOTH
Issued 02/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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