Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Taylor? Claim Your ProfileTaylor Browman is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Taylor has over 40 years of experience in the financial services industry and is registered in over 30 states to provide investment advisory services. Taylor has worked with a number of firms including Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc. Taylor holds the Series 7, Series 63 and SIE securities licenses. Taylor specializes in providing financial planning, portfolio management and pension consulting services for individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/10/2019 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
09/01/2006 - 06/12/2019
WELLS FARGO CLEARING SERVICES, LLC (NEWPORT BEACH CA)
CA
11/08/1991 - 09/05/2006
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
CA
03/13/1989 - 11/07/1991
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
02/24/1987 - 03/29/1989
PRUDENTIAL-BACHE SECURITIES INC.
NA
11/11/1985 - 03/09/1987
PAINEWEBBER INCORPORATED
NA
10/18/1982 - 11/25/1985
SHEARSON LEHMAN BROTHERS INC.
NA
07/20/1981 - 10/25/1982
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 01/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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