Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Taylor? Claim Your ProfileTaylor Duby is a financial advisor with Charles Schwab & Co., Inc. located in Westlake, TX. Taylor has been in the financial services industry for over 4 years. Taylor is licensed in California and holds the Series 63, Series 7TO, Series 9, Series 10 and SIE exams. Previously, Taylor was with TD Ameritrade, Inc. for over 4 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/01/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CA
10/02/2019 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 10/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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