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Taylor Davis

Robinhood Financial, LLC

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About Taylor Davis

Taylor Davis is a financial professional with over 4 years of experience in the securities industry. Taylor is currently registered with Robinhood Financial, LLC, a brokerage firm. In their previous roles, Taylor worked with firms like Fidelity Brokerage Services LLC and Apex Clearing Corporation. Taylor has a broad range of experience, with registrations in 53 states and territories. Taylor holds various licenses, including Series 7TO, Series 9, Series 10, and Series 63.

Firm Information

Taylor Davis is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Taylor Davis’s Registration & Firm History

FL

11/09/2023 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

08/21/2023 - 10/31/2023

APEX CLEARING CORPORATION (DALLAS TX)

TX

01/27/2021 - 06/30/2023

ROBINHOOD FINANCIAL, LLC (Westlake TX)

TX

05/31/2019 - 12/21/2020

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 06/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/04/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/31/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Taylor Davis. Review regulatory record here.
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