Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Taylor? Claim Your ProfileTaylor Cain is a financial professional with over 10 years of experience in the industry. Currently, Taylor works as a registered representative for Moelis & Co. LLC. Prior to joining Moelis & Co. LLC, Taylor worked at SVB Securities LLC, UBS Securities LLC and Truist Securities, Inc.. Taylor holds licenses for Series 63, SIE and Series 79. Taylor has been registered in California since May 3, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/03/2023 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
CA
07/12/2021 - 05/01/2023
SVB SECURITIES LLC (SAN FRANCISCO CA)
CA
01/14/2021 - 07/07/2021
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
05/03/2013 - 01/13/2021
TRUIST SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 09/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Taylor Cain is the right advisor for you? Invested Better is here to help.
