Unclaimed
Tawnya Theresa Perrotta is a financial advisor with Empower Financial Services, Inc. Tawnya has been in the financial industry for over 30 years. She is registered in Colorado and Kansas and holds Series 7, 24, 51, 52, 63 and 66 licenses. Tawnya has experience working with a variety of clients and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/15/2015 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CA
02/09/2011 - 06/04/2015
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
MN
02/09/2011 - 06/04/2015
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CO
08/14/2007 - 06/04/2015
CETERA ADVISORS LLC (DENVER CO)
CO
04/25/2005 - 08/10/2007
NFP SECURITIES, INC. (DENVER CO)
CO
05/14/2004 - 03/24/2005
J. SCOTT SECURITIES CORP. (GOLDEN CO)
CO
10/26/2000 - 12/02/2003
CRESTONE SECURITIES LLC (BOULDER CO)
CO
07/21/1998 - 10/26/2000
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
FL
06/18/1997 - 07/07/1998
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
MA
06/18/1997 - 06/19/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/18/1997 - 06/19/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CO
09/14/1993 - 04/17/1997
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NA
05/22/1992 - 07/28/1993
NATIONAL CITY INVESTMENTS CORPORATION
NA
07/15/1991 - 05/22/1992
FINANCIAL HORIZONS SECURITIES CORPORATION
NA
04/03/1991 - 05/22/1992
FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC.
BOTH
Issued 12/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/08/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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