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Tawnya Theresa Perrotta

Empower Financial Services, Inc.

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About Tawnya Theresa Perrotta

Tawnya Theresa Perrotta is a financial advisor with Empower Financial Services, Inc. Tawnya has been in the financial industry for over 30 years. She is registered in Colorado and Kansas and holds Series 7, 24, 51, 52, 63 and 66 licenses. Tawnya has experience working with a variety of clients and has a strong track record of success.

Firm Information

Tawnya Perrotta is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tawnya Perrotta’s Registration & Firm History

CO

06/15/2015 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CA

02/09/2011 - 06/04/2015

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

MN

02/09/2011 - 06/04/2015

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

CO

08/14/2007 - 06/04/2015

CETERA ADVISORS LLC (DENVER CO)

CO

04/25/2005 - 08/10/2007

NFP SECURITIES, INC. (DENVER CO)

CO

05/14/2004 - 03/24/2005

J. SCOTT SECURITIES CORP. (GOLDEN CO)

CO

10/26/2000 - 12/02/2003

CRESTONE SECURITIES LLC (BOULDER CO)

CO

07/21/1998 - 10/26/2000

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

FL

06/18/1997 - 07/07/1998

PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)

MA

06/18/1997 - 06/19/1998

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

06/18/1997 - 06/19/1998

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

CO

09/14/1993 - 04/17/1997

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

NA

05/22/1992 - 07/28/1993

NATIONAL CITY INVESTMENTS CORPORATION

NA

07/15/1991 - 05/22/1992

FINANCIAL HORIZONS SECURITIES CORPORATION

NA

04/03/1991 - 05/22/1992

FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC.

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Licenses & Designations

BOTH

Issued 12/07/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/07/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/08/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tawnya Theresa Perrotta.
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