Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tawanna? Claim Your ProfileTawanna Browne smith is a financial advisor with J.p. Morgan Securities LLC. Tawanna has been in the industry since 1997. Tawanna has a broad range of experience in the financial services industry, working for a number of firms including Cantor Fitzgerald Securities, Worldco, LLC, and Assent LLC. Tawanna is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative (Series 7) and a General Securities Principal (Series 24).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MD
08/26/2022 - Present
J.p. Morgan Securities LLC (Baltimore MD)
IL
10/29/2003 - 08/16/2004
ASSENT LLC (BOLINGBROOK IL)
NY
04/25/2002 - 10/21/2003
WORLDCO, L.L.C. (NEW YORK NY)
NY
05/01/2000 - 01/04/2002
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
NY
05/13/1997 - 07/22/1998
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
02/10/1997 - 07/22/1998
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BOTH
Issued 08/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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