Unclaimed
Tawana James is a financial advisor with Alliance-ONE Investments, LLC based in Tulsa, Oklahoma. Tawana holds the Series 6 and Series 26 licenses. Tawana has been in the industry since April 1997, and has been registered with Alliance-ONE Investments, LLC since October 2019. Previously, Tawana held positions at MetLife Investors Distribution Company, New England Securities, MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
10/31/2019 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NY
01/24/2012 - 10/31/2019
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
01/24/2012 - 12/12/2014
NEW ENGLAND SECURITIES (NEW YORK NY)
OK
05/01/1997 - 02/07/2014
METLIFE SECURITIES INC. (TULSA OK)
OK
05/01/1997 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (TULSA OK)
BC
Issued 03/18/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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