Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tawa? Claim Your ProfileTawa Nicodemus Torry is a financial advisor with over 12 years of experience in the financial industry. Tawa is currently registered with Apex Clearing Corp. in Dallas, Texas. Previously, Tawa worked with Avantax Investment Services, Inc., 1ST GLOBAL CAPITAL CORP., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, J.P. MORGAN SECURITIES LLC, FIDELITY BROKERAGE SERVICES LLC, BBVA COMPASS INVESTMENT SOLUTIONS, INC, and TD AMERITRADE, INC. Tawa holds Series 63, 66, 7 and 24 licenses, as well as the Securities Industry Essentials Examination (SIE). Tawa is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/28/2020 - Present
Apex Clearing Corp. (DALLAS TX)
TX
10/25/2019 - 08/26/2020
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
10/23/2017 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
10/04/2016 - 10/02/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
12/24/2015 - 09/27/2016
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
06/11/2012 - 11/13/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
10/07/2009 - 05/17/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (ARLINGTON TX)
TX
09/01/2008 - 09/09/2009
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 06/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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