Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tawa? Claim Your ProfileTawa Saune is an Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with a long history of providing financial services to a wide range of clients. Tawa has been active in the financial services industry since 2020, serving clients in several states including North Carolina, Texas, California and Georgia. Tawa focuses on providing financial advice to individuals, high-net-worth individuals, corporations, and institutions. In addition to their financial advisory role at Merrill Lynch, Tawa is a Director for Friends of Runa Simi, Inc., a non-profit organization. Tawa is licensed in a number of states to offer securities and investment advisory services and has earned several industry certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/18/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
BOTH
Issued 02/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tawa Saune is the right advisor for you? Invested Better is here to help.
