Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tavia? Claim Your ProfileTavia Williams is a registered representative with Smbc Nikko Securities America, Inc. located in Jersey City, NJ. Tavia holds the Series 7TO and SIE securities licenses. Tavia Williams has been in the industry since 2019. Prior to joining Smbc Nikko Securities America, Inc., Tavia Williams worked at AXIO FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/17/2024 - Present
Smbc Nikko Securities America, Inc. (Jersey City NJ)
NY
08/13/2019 - 10/25/2021
AXIO FINANCIAL LLC (NEW YORK NY)
BC
Issued 08/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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