Unclaimed
Taunie Faye Uhlenhake is a registered representative with AEL Financial Services, LLC. Taunie holds Series 6, 7, and 66 licenses and the SIE exam. Taunie has been in the securities industry since August 31, 2006. Previously, Taunie was registered with Principal Securities, Inc. and Principal Funds Distributor, Inc. in Des Moines, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
12/01/2023 - Present
AEL Financial Services, LLC (West Des Moines IA)
IA
07/06/2005 - 10/04/2022
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
02/26/2009 - 01/26/2017
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
BOTH
Issued 12/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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