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Taunie Faye Uhlenhake

AEL Financial Services, LLC

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About Taunie Faye Uhlenhake

Taunie Faye Uhlenhake is a registered representative with AEL Financial Services, LLC. Taunie holds Series 6, 7, and 66 licenses and the SIE exam. Taunie has been in the securities industry since August 31, 2006. Previously, Taunie was registered with Principal Securities, Inc. and Principal Funds Distributor, Inc. in Des Moines, Iowa.

Firm Information

Taunie Uhlenhake is currently registered with AEL Financial Services, LLC. AEL Financial Services, LLC is a Limited Liability Company formed in July 2022. The firm is registered with the SEC and in 35 states across the US.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Taunie Uhlenhake’s Registration & Firm History

IA

12/01/2023 - Present

AEL Financial Services, LLC (West Des Moines IA)

IA

07/06/2005 - 10/04/2022

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

IA

02/26/2009 - 01/26/2017

PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)

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Licenses & Designations

BOTH

Issued 12/16/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2007

Series 7 - General Securities Representative Examination

BC

Issued 07/05/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Taunie Faye Uhlenhake.
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