Unclaimed
Tatiane Minetti is a financial advisor with UBS Financial Services Inc. in Weehawken, NJ. Tatiane has been in the financial services industry since April 2014. Previously, Tatiane worked at Wedbush Securities Inc. in San Diego, CA. Tatiane holds the Series 3, 7, 9, 10, 66 and SIE licenses. Tatiane specializes in investments for individuals and businesses. Tatiane is a registered representative with UBS Financial Services Inc. and a registered investment advisor representative with UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/01/2016 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
CA
04/10/2014 - 02/17/2016
WEDBUSH SECURITIES INC. (SAN DIEGO CA)
BOTH
Issued 08/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2016
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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