Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tatiana? Claim Your ProfileTatiana Soto is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in WAYZATA, MN. She has been in the industry since 2005 and has worked with a variety of clients, including individuals, families, corporations and institutions. Tatiana holds a Series 7, Series 63, Series 24 and Series 65 license. She is registered to provide investment advice in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
08/04/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYZATA MN)
MN
02/26/2013 - 05/16/2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (BLOOMINGTON MN)
MN
02/26/2013 - 05/16/2013
MUTUAL OF AMERICA SECURITIES CORPORATION (BLOOMINGTON MN)
MN
05/16/2012 - 08/03/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BLOOMINGTON MN)
MN
03/18/2010 - 04/25/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (EDINA MN)
MN
03/28/2006 - 05/14/2008
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (BLOOMINGTON MN)
MO
07/30/2004 - 10/31/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
SC
10/14/2002 - 08/04/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
11/21/2001 - 10/15/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 01/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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