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Tate Lewis Schroeder

Robinhood Financial, LLC

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About Tate Lewis Schroeder

Tate Schroeder is a registered representative with Robinhood Financial, LLC. Tate Schroeder holds Series 63, Series 7TO and SIE licenses and is currently registered in 53 states and the District of Columbia. Tate Schroeder joined Robinhood Financial, LLC on February 29, 2024 and has been in the securities industry since February 28, 2024.

Firm Information

Tate Schroeder is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tate Schroeder’s Registration & Firm History

TX

02/29/2024 - Present

Robinhood Financial, LLC (Westlake TX)

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Licenses & Designations

BC

Issued 03/15/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tate Lewis Schroeder.
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