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Tate Erick Rupprecht

Pruco Securities, LLC

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About Tate Erick Rupprecht

Tate Rupprecht is a financial professional with over 30 years of experience in the industry. Tate currently works at Pruco Securities, LLC in Newark, NJ, and at Prudential Investment Management Services LLC. Tate is a registered representative with FINRA and has the Series 63, 7, 9, 10, 24, 99TO and SIE licenses. Tate's focus is on providing financial advice and investment management services to individuals, businesses, and trusts.

Firm Information

Tate Rupprecht is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Tate Rupprecht’s Registration & Firm History

NJ

03/20/2007 - Present

Pruco Securities, LLC (Newark NJ)

NJ

05/14/1998 - 11/02/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

01/01/1997 - 06/12/1998

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

09/07/1995 - 01/01/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NA

11/15/1993 - 09/07/1995

PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.

NY

05/03/1993 - 06/18/1993

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

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Licenses & Designations

BC

Issued 05/06/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/10/1999

Series 24 - General Securities Principal Examination

BC

Issued 08/24/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tate Erick Rupprecht.
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