Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tate? Claim Your ProfileTate Cavitt is a financial professional with over 20 years of experience in the industry. Tate currently works at Bofa Securities, Inc., where Tate has been employed since May of 2019. Prior to that, Tate was employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC ONE SECURITIES CORPORATION, UBS FINANCIAL SERVICES INC., American Express Financial Advisors Inc., and IDS Life Insurance Company. Tate has a strong background in the financial services industry and is well-equipped to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MO
05/10/2019 - Present
Bofa Securities, Inc. (CLAYTON MO)
NY
04/11/2019 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
12/19/2003 - 12/14/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
12/03/2002 - 08/28/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MN
07/24/2002 - 10/31/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/24/2002 - 10/31/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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