Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tasos? Claim Your ProfileTasos Zambas is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Tasos has been in the financial services industry since 1985. He has held previous roles with Prudential Securities Incorporated, Dean Witter Reynolds Inc., Papamarkou, Petra & Co., Inc., and Prudential-Bache Securities Inc. Tasos is licensed to provide securities and investment advisory services in multiple states. Tasos is committed to providing comprehensive financial planning and investment management services to meet the needs of individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/25/2010 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
07/27/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/06/1986 - 08/03/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/25/1986 - 09/10/1986
PAPAMARKOU, PETRA & CO., INC.
NA
09/24/1985 - 08/01/1986
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 04/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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