Unclaimed
Tasi K Sherpa is a financial professional with Nylife Securities LLC, located in New York, NY. Tasi is registered with the state of New York and holds Series 6, SIE, and Series 63 licenses. Tasi also has a Series 26 license for the Investment Company Products/Variable Contracts Principal Examination. Tasi has been in the industry since 2013 and has been registered with Nylife Securities LLC since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/22/2013 - Present
Nylife Securities LLC (NEW YORK NY)
BC
Issued 12/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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