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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tashtego? Claim Your ProfileTashtego Spring Elwyn is a financial advisor with over 30 years of experience in the industry. Tashtego is registered with the Securities and Exchange Commission (SEC) and has a FINRA Series 7, 9, 10, 24, 31, 63, 65, and SIE licenses. Tashtego has worked for Raymond James & Associates, Inc. for over 30 years. Tashtego specializes in providing financial planning, investment management, and pension consulting services to individuals, corporations, and other businesses. Tashtego's goal is to provide clients with the information and guidance they need to make sound financial decisions. Tashtego currently works at both Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/02/2001 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CO
03/15/1993 - 09/07/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 10/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/01/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 17 - Limited Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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