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Tasha Nyree Smith

Morgan Stanley & Co. LLC

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About Tasha Nyree Smith

Tasha Nyree Smith is a registered representative with Morgan Stanley & Co. LLC. Tasha has been in the industry since October 17, 2012. Tasha holds the Securities Industry Essentials (SIE) exam and the Series 99 exam.

Firm Information

Tasha Smith is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tasha Smith’s Registration & Firm History

NY

10/18/2012 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tasha Nyree Smith.
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