Unclaimed
Tasha Faith Williams is a financial professional who has been in the industry for over 2 years. She is currently registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island and holds Series 63, Series 7TO and SIE licenses. Tasha previously worked at VANGUARD MARKETING CORPORATION in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
09/05/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NC
07/29/2022 - 08/29/2024
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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