Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tasha? Claim Your ProfileTasha Eugenia Garcia is a financial advisor who has been in the industry since 2007. Tasha is currently registered with Morgan Stanley in Short Hills, New Jersey. Tasha has previously worked at CETERA ADVISOR NETWORKS LLC, WALNUT STREET SECURITIES, INC., AXA ADVISORS, LLC, AXA DISTRIBUTORS, LLC, and NEW ENGLAND SECURITIES. Tasha holds the Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Tasha provides financial planning, portfolio management, and other investment-related services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/15/2020 - Present
Morgan Stanley (Short Hills NJ)
NY
09/03/2013 - 11/22/2017
CETERA ADVISOR NETWORKS LLC (NEW YORK NY)
NY
08/31/2010 - 09/03/2013
WALNUT STREET SECURITIES, INC. (NEW YORK NY)
NY
05/22/2007 - 08/12/2009
AXA ADVISORS, LLC (NEW YORK NY)
NC
05/22/2007 - 10/01/2007
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
12/21/2001 - 10/18/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
07/25/2001 - 12/10/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
08/30/1999 - 02/14/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
BOTH
Issued 06/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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