Unclaimed
Tarun Trivedi is a registered representative with CTC, LLC. Tarun has been in the securities industry for less than a year and holds the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO). Tarun Trivedi is currently registered in 10 SROs and 1 FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/20/2024 - Present
CTC, LLC (CHICAGO IL)
BC
Issued 06/20/2024
Series 57TO - Securities Trader Exam
BC
Issued 04/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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