Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Taro? Claim Your ProfileTaro Aoki is a financial professional with over 15 years of experience in the securities industry. Aoki is currently registered with Smbc Nikko Securities America, Inc. in New York, New York. Aoki has passed the Series 63, Series 7 and SIE exams. Aoki was previously registered with Deutsche Bank Securities Inc. in New York, New York. Aoki is currently registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/16/2016 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/17/2007 - 06/07/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Taro Aoki is the right advisor for you? Invested Better is here to help.
