Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tarkeshwar? Claim Your ProfileTarkeshwar Singh is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since January 28, 2004. Tarkeshwar has been registered with both FINRA and the state of New Mexico since March 2023. Tarkeshwar is registered with over 40 states in the United States for both securities and investment advisory services. Tarkeshwar previously worked at Quiet Light Securities, LLC, Transmarket Group L.L.C. and Citadel Trading Group L.L.C. Tarkeshwar has a number of specializations in investment services including securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
03/24/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS CRUCES NM)
IL
02/22/2013 - 09/09/2022
QUIET LIGHT SECURITIES, LLC (CHICAGO IL)
IL
06/09/2010 - 04/29/2011
TRANSMARKET GROUP L.L.C. (CHICAGO IL)
IL
09/11/2002 - 05/17/2010
QUIET LIGHT SECURITIES, LLC (CHICAGO IL)
IL
09/06/2000 - 05/03/2001
CITADEL TRADING GROUP L.L.C. (CHICAGO IL)
BOTH
Issued 03/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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