Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tariq? Claim Your ProfileTariq Mohammad Azam is a registered representative with Raymond James & Associates, Inc. located in Tuscaloosa, Alabama. Tariq Azam has been working in the financial services industry since September 2019 and has 5 approved SRO registrations, 1 approved FINRA registration, 17 approved state registrations and 2 approved IA state registrations. Tariq Azam holds Series 66, Series 7TO and SIE licenses. He is active in both Broker/Dealer and Investment Adviser capacities. Tariq Azam works with a variety of clients including high net worth individuals, pension and profit sharing plans, corporations, businesses and individuals. His services include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
03/24/2021 - Present
Raymond James & Associates, Inc. (TUSCALOOSA AL)
BOTH
Issued 10/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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