Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tariq? Claim Your ProfileTariq Frantz has been a securities professional since December 21, 2005. He has a broad background in financial services, with experience at a number of firms including Integrity Brokerage, LLC, Chalice Capital Partners, LLC, Niagara International Capital Limited, Silver Portal Capital LLC, and Wall Street Access. Tariq is currently registered with Pinnacle Capital Securities, LLC. His current registrations include Series 63, Series 65, Series 7, Series 24, Series 79TO, and Series 99TO. Tariq is licensed in California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/18/2022 - Present
Pinnacle Capital Securities, LLC (LONG BEACH CA)
WA
08/12/2020 - 01/21/2022
INTEGRITY BROKERAGE, LLC (SEATTLE WA)
CA
06/15/2018 - 04/20/2020
CHALICE CAPITAL PARTNERS, LLC (Solana Beach CA)
CA
01/08/2018 - 06/15/2018
NIAGARA INTERNATIONAL CAPITAL LIMITED (Solana Beach CA)
CA
07/07/2016 - 12/31/2017
SILVER PORTAL CAPITAL LLC (SAN DIEGO CA)
NY
01/23/2013 - 01/08/2015
WALL STREET ACCESS (NEW YORK NY)
CA
08/31/2011 - 09/11/2012
SILBER BENNETT FINANCIAL, INC. (SHERMAN OAKS CA)
CA
10/06/2010 - 07/15/2011
SILVER PORTAL CAPITAL LLC (CARLSBAD CA)
ID
04/13/2010 - 09/24/2010
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EAGLE ID)
CA
10/22/2007 - 05/22/2009
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
ME
01/22/2004 - 08/02/2005
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
01/04/2001 - 02/05/2002
GRANITE FINANCIAL GROUP, INC. (SAN DIEGO CA)
NA
02/25/2000 - 02/29/2000
NORAM INVESTMENT SERVICES, INC. (VANCOUVER )
NY
02/01/1999 - 04/08/1999
RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)
NY
10/10/1996 - 01/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/30/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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