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Tariq Kenneth Frantz

Pinnacle Capital Securities, LLC

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About Tariq Kenneth Frantz

Tariq Frantz has been a securities professional since December 21, 2005. He has a broad background in financial services, with experience at a number of firms including Integrity Brokerage, LLC, Chalice Capital Partners, LLC, Niagara International Capital Limited, Silver Portal Capital LLC, and Wall Street Access. Tariq is currently registered with Pinnacle Capital Securities, LLC. His current registrations include Series 63, Series 65, Series 7, Series 24, Series 79TO, and Series 99TO. Tariq is licensed in California and Florida.

Firm Information

Tariq Frantz is currently registered with Pinnacle Capital Securities, LLC. Pinnacle Capital Securities, LLC, is a Limited Liability Company formed on February 17, 2016. The firm is registered with the Securities and Exchange Commission and all 51 U.S. states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tariq Frantz’s Registration & Firm History

CA

02/18/2022 - Present

Pinnacle Capital Securities, LLC (LONG BEACH CA)

WA

08/12/2020 - 01/21/2022

INTEGRITY BROKERAGE, LLC (SEATTLE WA)

CA

06/15/2018 - 04/20/2020

CHALICE CAPITAL PARTNERS, LLC (Solana Beach CA)

CA

01/08/2018 - 06/15/2018

NIAGARA INTERNATIONAL CAPITAL LIMITED (Solana Beach CA)

CA

07/07/2016 - 12/31/2017

SILVER PORTAL CAPITAL LLC (SAN DIEGO CA)

NY

01/23/2013 - 01/08/2015

WALL STREET ACCESS (NEW YORK NY)

CA

08/31/2011 - 09/11/2012

SILBER BENNETT FINANCIAL, INC. (SHERMAN OAKS CA)

CA

10/06/2010 - 07/15/2011

SILVER PORTAL CAPITAL LLC (CARLSBAD CA)

ID

04/13/2010 - 09/24/2010

AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EAGLE ID)

CA

10/22/2007 - 05/22/2009

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

ME

01/22/2004 - 08/02/2005

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

CA

01/04/2001 - 02/05/2002

GRANITE FINANCIAL GROUP, INC. (SAN DIEGO CA)

NA

02/25/2000 - 02/29/2000

NORAM INVESTMENT SERVICES, INC. (VANCOUVER )

NY

02/01/1999 - 04/08/1999

RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)

NY

10/10/1996 - 01/14/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/2007

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/01/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/11/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tariq Kenneth Frantz.
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