Unclaimed
Tarik Salim Turner is an investment advisor representative for Bernstein Institutional Services LLC. He has been in the financial services industry for over 18 years and has a broad range of experience. Tarik has held previous positions at Sanford C. Bernstein & Co., LLC, Cantor Fitzgerald & Co., Macquarie Capital (USA) Inc., Ticonderoga Securities LLC, Soleil Securities Corporation, FBR Capital Markets & Co., and Bear, Stearns & Co. Inc. Tarik is registered to provide investment advice in all 50 states and the District of Columbia. He has passed the Series 7, Series 55, Series 57TO, and SIE exams. Tarik's areas of expertise include financial planning, investment management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
10/19/2020 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
01/22/2018 - 10/08/2020
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/27/2012 - 11/10/2017
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
07/28/2010 - 01/31/2012
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
07/06/2011 - 10/19/2011
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
02/23/2005 - 07/29/2010
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
11/01/2004 - 02/23/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/01/2004 - 02/23/2005
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
BC
Issued 03/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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