Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tarik? Claim Your ProfileTarik Dalton is a registered representative with Sanctuary Securities, Inc., in Indianapolis, Indiana. Tarik has over 18 years of experience in the financial services industry. Tarik has passed the Series 7, Series 3, Series 24, Series 63, and Series 7TO exams. Tarik is registered with the state of Indiana and is licensed in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
07/30/2024 - Present
Sanctuary Securities, Inc. (INDIANAPOLIS IN)
FL
07/26/2021 - 06/14/2023
GOLDMAN SACHS & CO. LLC (WEST PALM BEACH FL)
NY
09/29/2005 - 10/16/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2005
Series 3 - National Commodity Futures Examination
BC
Issued 09/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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