Unclaimed
Tareq Mia is a registered representative with Harris Williams, a firm with an active Broker-Dealer license. Tareq holds Series 63, 79TO and SIE licenses. He joined the firm in July 2024 and is registered with the state of Virginia. Tareq is currently located in Richmond, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
07/25/2024 - Present
Harris Williams (RICHMOND VA)
BC
Issued 06/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/07/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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