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Taranbir Sawhney

Nylife Securities LLC

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About Taranbir Sawhney

Taranbir Sawhney is a financial professional with over 20 years of experience in the industry. Taranbir has a Series 6, 7, 63 and 65 licenses and holds a Series 26 license. Taranbir is registered with NYLife Securities LLC and is based in White Plains, New York. Prior to joining NYLife Securities LLC, Taranbir was employed by Pruco Securities, LLC. in Shelton, Connecticut.

Firm Information

Taranbir Sawhney is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Taranbir Sawhney’s Registration & Firm History

NY

05/05/2021 - Present

Nylife Securities LLC (WHITE PLAINS NY)

CT

05/17/1999 - 10/12/2020

PRUCO SECURITIES, LLC. (SHELTON CT)

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Licenses & Designations

IA

Issued 05/03/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/27/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/24/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Taranbir Sawhney.
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