Unclaimed
Taranbir Sawhney is a financial professional with over 20 years of experience in the industry. Taranbir has a Series 6, 7, 63 and 65 licenses and holds a Series 26 license. Taranbir is registered with NYLife Securities LLC and is based in White Plains, New York. Prior to joining NYLife Securities LLC, Taranbir was employed by Pruco Securities, LLC. in Shelton, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/2021 - Present
Nylife Securities LLC (WHITE PLAINS NY)
CT
05/17/1999 - 10/12/2020
PRUCO SECURITIES, LLC. (SHELTON CT)
IA
Issued 05/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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