Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tarah? Claim Your ProfileTarah Tompa is a financial professional with over 15 years of experience in the financial services industry. She is registered with Northwestern Mutual Investment Services, LLC and holds a Series 7, Series 31, Series 63, and Series 65 licenses. Tarah has previously worked with Morgan Stanley and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)
WI
08/21/2012 - 01/22/2015
MORGAN STANLEY (MEQUON WI)
WI
06/01/2009 - 09/02/2011
MORGAN STANLEY SMITH BARNEY (MEQUON WI)
WI
05/07/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MEQUON WI)
IA
Issued 11/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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