Unclaimed
Tara Rose Neal is a registered representative with Vanguard Marketing Corp. Tara has been in the securities industry for 10 years and is licensed to sell securities in Pennsylvania. Tara has passed the Series 6, 7, and 63 exams. Tara has been associated with Vanguard Marketing Corp. since March 15, 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/15/2013 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 03/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tara Neal is the right advisor for you? Invested Better is here to help.