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Tara Rose Neal

Vanguard Marketing Corp.

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About Tara Rose Neal

Tara Rose Neal is a registered representative with Vanguard Marketing Corp. Tara has been in the securities industry for 10 years and is licensed to sell securities in Pennsylvania. Tara has passed the Series 6, 7, and 63 exams. Tara has been associated with Vanguard Marketing Corp. since March 15, 2013.

Firm Information

Tara Neal is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tara Neal’s Registration & Firm History

PA

03/15/2013 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 03/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/14/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tara Rose Neal.
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