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Tara Nicole Tracey

Nylife Securities LLC

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About Tara Nicole Tracey

Tara Nicole Tracey is a financial professional registered with Nylife Securities LLC. Tara has been in the financial industry since 2017. Tara holds the Series 6 and SIE securities licenses and is registered with FINRA. Tara has previously worked at NYLIFE SECURITIES LLC. Tara's current location is in Pittsburgh, Pennsylvania.

Firm Information

Tara Tracey is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tara Tracey’s Registration & Firm History

PA

02/26/2019 - Present

Nylife Securities LLC (PITTSBURGH PA)

PA

12/16/2016 - 08/31/2018

NYLIFE SECURITIES LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 08/31/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tara Nicole Tracey.
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