Unclaimed
Tara Martin is a registered representative with Northwestern Mutual Investment Services, LLC. Tara holds the Series 7TO, Series 6TO, and Series 63 licenses. Tara is registered with the state of Alabama. Tara has been in the securities industry since September 17, 2020. Northwestern Mutual Investment Services, LLC is a broker-dealer firm that offers a variety of investment products and services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
09/18/2020 - Present
Northwestern Mutual Investment Services, LLC (Gadsden AL)
BC
Issued 11/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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