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Tara Marie Balabushka

Hightower Securities, LLC

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About Tara Marie Balabushka

Tara Marie Balabushka is a financial advisor with Hightower Securities, LLC based in Chicago, IL. Tara has been in the financial services industry since April 5, 2001, and has experience working at UBS Financial Services Inc. and Spear, Leeds & Kellogg, L.P. Tara is licensed to provide financial advice in several states including District of Columbia, Florida, Massachusetts, New Jersey, New York, and Virginia.

Firm Information

Tara Balabushka is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tara Balabushka’s Registration & Firm History

IL

08/03/2010 - Present

Hightower Securities, LLC (CHICAGO IL)

NY

12/14/2001 - 08/16/2010

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

03/22/2001 - 11/29/2001

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2001

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tara Marie Balabushka.
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