Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara M Coy is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tara has been in the securities industry for over 10 years. Tara holds a Series 66, Series 10, Series 9, Series 7TO and SIE license. Tara is registered in 53 states. Tara has worked for a number of firms in her career, including Pension Plan Specialists and Head & Neck Surgical Associates. Tara provides a variety of investment advisory services, including portfolio management for individuals and businesses, selection of other advisors, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
08/31/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Beaverton OR)
BOTH
Issued 6/25/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/26/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/6/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 9/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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