Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara L. McCarten is a financial advisor with over 25 years of experience in the financial services industry. Tara is currently registered with LPL Financial LLC in RED BANK, NJ. Previously, Tara has worked for PERSHING LLC, MORGAN STANLEY & CO., INCORPORATED, MONY SECURITIES CORPORATION, TRUSTED SECURITIES ADVISORS CORP., LEHMAN BROTHERS INC., NATIONAL FINANCIAL SERVICES CORPORATION and MORGAN STANLEY & CO., INCORPORATED. Tara is a licensed and experienced financial advisor with expertise in financial planning, portfolio management, and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
05/31/2022 - Present
LPL Financial LLC (RED BANK NJ)
NY
08/20/2008 - 04/09/2021
PERSHING LLC (NEW YORK NY)
MD
08/18/2005 - 04/02/2008
MORGAN STANLEY & CO., INCORPORATED (BALTIMORE MD)
NY
04/07/2000 - 08/18/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
07/23/2002 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
NY
04/28/1998 - 03/20/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
MA
05/29/1997 - 04/06/1998
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
NY
05/25/1993 - 07/31/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/19/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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