Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara Kay Johnson is a registered representative with Northwestern Mutual Investment Services, LLC. Tara has been in the industry since September 2020 and is licensed to sell securities in Florida and North Carolina. Tara holds the Series 7TO, Series 63, and SIE licenses. Northwestern Mutual Investment Services, LLC is a registered investment adviser. The firm provides investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
09/28/2020 - Present
Northwestern Mutual Investment Services, LLC (GREENSBORO NC)
BC
Issued 10/26/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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