Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara Ashby is a financial advisor currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona. Tara has been active in the financial services industry since December 20, 2004. Tara is a licensed Series 7, Series 63, and Series 24 representative. In the past, Tara has also worked for firms such as TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., LINCOLN INVESTMENT, PARK AVENUE SECURITIES LLC, and METLIFE SECURITIES INC. Tara specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
12/06/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
12/06/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
12/06/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
04/28/2015 - 09/26/2023
LINCOLN INVESTMENT (Iselin NJ)
NY
04/18/2011 - 04/22/2015
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
11/16/2005 - 03/04/2011
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
11/16/2005 - 03/04/2011
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
11/16/2005 - 03/04/2011
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
11/16/2005 - 03/04/2011
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NJ
11/16/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
02/23/2004 - 05/16/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 08/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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