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Tara G Shulman

Compound Planning

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About Tara G Shulman

Tara G Shulman is a registered Investment Advisor Representative with Compound Planning. Tara has been in the financial industry for over 10 years and holds Series 7, Series 66 and SIE licenses. Tara's experience includes working at both UBS Financial Services and Janney Montgomery Scott LLC. Tara specializes in Portfolio Management for individuals and businesses, Financial Planning, Educational Seminars, and Selection of Other Advisers.

Firm Information

Tara Shulman is currently registered with Compound Planning. Compound Planning is an investment advisor registered with the SEC and headquartered in NEW YORK, NY. The firm manages approximately $1 billion - $10 billion in assets for individuals and high-net-worth individuals. They offer financial planning, portfolio management, and educational seminars.
Compound Planning

115 BROADWAY

NEW YORK, NY 10006

$1.40B

Assets Under Management

217

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection of other advisers

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Tara Shulman’s Registration & Firm History

NJ

01/03/2024 - Present

Compound Planning (Rumson NJ)

NY

08/28/2017 - 01/20/2021

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

NY

03/24/2014 - 09/05/2017

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/28/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/30/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Tara G Shulman.
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