Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara Eve Santora is a financial advisor with over 28 years of experience in the industry. Tara is currently registered with UBS Financial Services Inc. and has held previous roles at Morgan Stanley and Putnam Mutual Funds Corp. Tara's expertise spans a variety of investment products and services, including securities, investment company products, variable contracts, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/04/2013 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
NY
06/01/2009 - 01/23/2013
MORGAN STANLEY (NEW YORK NY)
NY
02/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
10/21/2005 - 03/04/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
03/10/1995 - 05/11/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
03/02/1994 - 06/22/1995
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 03/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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