Unclaimed
Tara Ellen Hammack is a financial advisor who has been working in the industry since 2009. Tara is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Shreveport, Louisiana and has been registered in this state since 2022. Tara is also registered in Texas. Tara has been working as a financial advisor for more than 13 years. She has a diverse background in financial services, having worked for several firms, including Raymond James & Associates, Inc. and Lewis Financial Group, L.C. Tara holds various licenses and certifications, including Series 7, Series 10, Series 24, and Series 66. Tara is a member of the Northwest Louisiana St. Jude Investment committee and a board member at Centenary College of Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
04/08/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SHREVEPORT LA)
LA
11/18/2013 - 04/14/2022
RAYMOND JAMES & ASSOCIATES, INC. (SHREVEPORT LA)
FL
07/29/2010 - 11/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
GA
05/22/2001 - 04/22/2002
LEWIS FINANCIAL GROUP, L.C. (ATLANTA GA)
NY
02/10/1999 - 05/25/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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