Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara Daniele Modlin is a registered representative with Axos Clearing LLC. Tara has been in the securities industry since 2009. Tara has passed the Series 63, Series 7 and the SIE exam. Tara is currently registered in Nebraska. Previously, Tara was registered with CHARLES SCHWAB & CO., INC. and TD AMERITRADE, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
02/28/2024 - Present
Axos Clearing LLC (Omaha NE)
NE
03/01/2021 - 01/08/2024
CHARLES SCHWAB & CO., INC. (Omaha NE)
NE
12/10/2008 - 10/19/2021
TD AMERITRADE, INC. (BELLEVUE NE)
BC
Issued 03/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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