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Tara Contino

Prudential Annuities Distributors, Inc.

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About Tara Contino

Tara Contino is a financial professional with over 15 years of experience in the industry. Tara is currently registered with Prudential Annuities Distributors, Inc. Tara has previously held positions with PRUCO SECURITIES, LLC., MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, WOODBURY FINANCIAL SERVICES, INC., JEFFERSON PILOT SECURITIES CORPORATION, PLANCO FINANCIAL SERVICES, INC., TOUCHSTONE SECURITIES, INC., PACIFIC MUTUAL DISTRIBUTORS, INC., and SMITH BARNEY INC.

Firm Information

Tara Contino is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tara Contino’s Registration & Firm History

CT

03/24/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

05/14/2015 - 03/31/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

NY

06/01/2009 - 07/15/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

CA

05/19/2009 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (SAN LUIS OBISPO CA)

CA

09/30/2008 - 02/27/2009

MORGAN STANLEY & CO. INCORPORATED (SAN LUIS OBISPO CA)

MN

05/14/2002 - 12/31/2003

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

IN

03/15/2002 - 05/29/2002

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

CT

08/15/2000 - 01/03/2002

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

OH

02/23/2000 - 07/31/2000

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

CA

06/15/1998 - 04/30/1999

PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)

NY

03/27/1996 - 05/08/1998

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/14/2008

Series 66 - Uniform Combined State Law Examination

IA

Issued 07/08/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/29/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 09/29/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tara Contino.
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