Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara Carabello is a financial advisor at UBS Financial Services Inc. Tara has been in the financial services industry for 16 years and has a strong track record of success in helping clients achieve their financial goals. Tara is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63 and 66 licenses. Tara is committed to providing her clients with personalized advice and guidance to help them navigate the complexities of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/23/2024 - Present
UBS Financial Services Inc. (New York NY)
FL
03/21/2023 - 08/29/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Melbourne FL)
NY
11/18/2011 - 09/08/2021
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
08/11/2006 - 11/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
06/16/2004 - 12/16/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 05/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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