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Tara Bridget Odea

Northwestern Mutual Investment Services, LLC

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About Tara Bridget Odea

Tara Bridget Odea is a financial advisor who has been in the industry since 2016. She is currently registered with Northwestern Mutual Investment Services, LLC and is licensed to provide investment advice in Illinois. Tara has a wide range of experience working with individuals and businesses, and she is committed to providing her clients with personalized financial guidance. Previously, Tara worked at Northwestern Mutual Investment Services, LLC. She is also a registered representative of FINRA and is licensed to sell securities in all 50 states. Tara's background includes experience working with clients across a variety of industries, including banking, insurance, and investment management.

Firm Information

Tara Odea is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1 N WACKER DR STE 4600

CHICAGO, IL 60606

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Tara Odea’s Registration & Firm History

IL

09/06/2018 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

IL

09/23/2015 - 01/03/2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 11/12/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 8/3/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 6/15/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/22/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tara Bridget Odea.
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