Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara Beth Estes is a registered investment advisor representative with Robert W. Baird & Co. Inc. in Owensboro, Kentucky. Tara has been working in the financial industry since 1999. Previous to working with Robert W. Baird & Co. Inc., Tara was associated with J.J.B. HILLIARD, W.L. LYONS, LLC in Owensboro, Kentucky. Tara is also registered with the states of Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Virginia, and Washington. Tara holds the Series 6, 7, and 63 securities licenses, in addition to the Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Owensboro KY)
KY
09/24/2010 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (OWENSBORO KY)
KY
07/06/2005 - 09/28/2010
CHASE INVESTMENT SERVICES CORP. (OWENSBORO KY)
IL
09/27/2000 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
04/04/2000 - 09/19/2000
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IL
03/17/1999 - 02/16/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 01/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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